Tell associates here that they should run any question, no matter how small, past the broker if they have even the tiniest doubt about what they're about to place out there in advertisements.
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*Note: This example from an actual policy manual is provided for reference purposes only. Your brokerage should use it for ideas and guidance, consult with your attorney, and then draft your policy manual according to your desires, the laws of your state, and your attorney's counsel.
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