Make the statement here that all associates are expected to keep up with rule changes, even if not changed in this policy. State also that they are to follow the regulations explicitly in all cases.
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*Note: This example from an actual policy manual is provided for reference purposes only. Your brokerage should use it for ideas and guidance, consult with your attorney, and then draft your policy manual according to your desires, the laws of your state, and your attorney's counsel.
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